Free PDF Wiley Series 4 Exam Review 2013 + Test Bank The Registered Options Principal Qualification Examination (Wiley FINRA)

[Get.PSZ3] Wiley Series 4 Exam Review 2013 + Test Bank The Registered Options Principal Qualification Examination (Wiley FINRA)

[Get.PSZ3] Wiley Series 4 Exam Review 2013 + Test Bank The Registered Options Principal Qualification Examination (Wiley FINRA)

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Book Details :
Published on: 2013-07-29
Released on:
Original language: English

Registered Options Principal Qualification Examination The Registered Options Principal Qualification Examination (Series 4) is designed to test a candidate’s knowledge of the rules and statutory provisions applicable to the supervisory management of a firm's options personnel and options accounts. After passing the Series 4 exam, a registered person may supervise a FINRA member firm's option business and is qualified to oversee trades on the following instruments: Equity options; foreign currency options; interest rate options; index options; options on government and mortgage-backed securities. Each book is accompanied by an online test bank with 68 questions organized by chapter. The questions included in the book have been included in this online test bank. Topics Covered: Options Investment Strategies Supervision of Sales Activities and Trading Practices Supervision of Employees, Business Conduct, and Recordkeeping and Reporting Requirements Test: 125 multiple choice questions; 3 hours testing time. A candidate must answer 70% of the questions correctly to pass the Series 4 exam. Pre-requisites: The Series 7, 17, 37, 38, 42 or 62 can be used to meet the prerequisite of the Series 4 exam. All candidates must be sponsored by a FINRA member firm to take the series 4 exam. Wellington Laboratories Standards for Environmental ... Wellington Laboratories Inc. offers a variety of native and mass-labelled reference standards for legacy environmental contaminants such as polychlorinated dibenzo-p ... Turner Gas Company Turner Gas Companys historical footprint and expertise focuses on Propane (LPG). Today we are the market leader and one of the largest independent transporters and ... Analytical Instrument Repair & Calibration Moyer Instruments Inc. offers repair or calibration of analytical laboratory instruments such as Spectrophotometers GC AA TGA TOC HPLC pH meters Analyzers ... Creamies Back in the late 1950s Creamies was asked by a grade school principal to make a frozen treat with milk instead of sugar water. Creamies developed an ice milk bar made ... Cellkraft AB Welcome to Cellkraft AB Cellkraft was founded in the year 2000 developing fuel cells for advanced applications. In parallel with that development products to solve humidification needs for ... EPD Inc. A Texas Co-Packer: Home EPD Inc. operates a cGMP compliant co-packing facility where HACCP requirements are followed. Our co-packing suites are climate controlled and segregated from each ... Welcome to Bruno's Marketplace - the Gourmet Flavors of ... Bruno's Marketplace offers gourmet food products from Northern California including Bruno's Wax Peppers Sierra Nevada Chileno Peppers Waterloo BBQ Sauce Bruno's ...
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